With the CMAR and increasing focus you will need a CASS expert and we can provide it.

Some things to think about:

• You will need bank account structures that protect client money at all times. 
• A nominee structure that gives adequate protection for safeguarding client assets is necessary.
• Reconciliations for both client money and dealing swiftly with asset breaks are essential.
• A governance framework that deals with immerging issues both internal and external.
• A competent and fully trained CF10a with oversight of all operations.
• Understanding the flow of client money in all its forms is essential with documented processes.
• Adequate monitoring from compliance and internal audit.