Calling all CEOs
Have you ever wondered who in your firm was responsible for a particular FSA Handbook requirement? Could you easily identify where responsibilty lay in your business and whether you had apportioned responsibility to the appropriate approved person? Perhaps it all lies on your shoulders should the FSA come knocking?
Even in very large firms it is possible to map out the FSA Handbook to enable all the relevant rules to appear against one or more approved persons. If the FSA or anyone else asked who was responsible for delivering an FSA requirement it should be possible to quickly and easily say who and where the responsibility lies.
You may think this an impossible dream but in fact I have already done it. I have developed the methodology to deliver simple and effective FSA Handbook requirements right to the person responsible. It also drives out efficiency in your list of approved persons enabling you to make sure only those who need to be registered go on the FSA register and they are absolutely clear about where their responsibilities lie. Of course so will you be.
Want to find out more? Then please contact me for details.