Services

AJS Consultancy Services can provide compliance consultants and a suite of compliance policies and procedures from a full compliance manual to policies on complaints, money laundering and financial promotions bespoke to your specific needs. These can be applied to insurance intermediaries, life and pensions and insurance, as well as investment and mortgage firms.

If you require a full rules mapping service to identify who in the firm is responsible for what this has also been provided and can be tailored to your needs. Very useful for the approved persons and the CEO to deal with apportionment.

Treating Customers Fairly and meeting the deadlines is a challenge. We can provide a path to cultural change and embedding TCF.

Financial Promotions and marketing is a speciality and all the support you need from compliance procedures to approvals can be set up in the most cost effective manner.

Whether you are in insurance, morgages, life and pensions or investments, AJS Consultancy Services has a solution for you.